Building An Investment Checklist

Investment ChecklistIf you read any great investing books you’ll come across an extended investment checklist. Lynch had his simple philosophy. Fisher had fifteen points. And Graham had his portfolio policy and value formula. Even Buffett and Munger talk about keys to a great company.

The idea of a checklist isn’t new. It’s used by a number of professions, like engineers, pilots, and doctors, to prevent mistakes. There’s a reason every flight seems like a ritual. Both pilots and flight attendants go through a checklist before, during, and after each flight.

As a passenger it seems trivial, but they do it for a reason. It works. It makes sense too. Lives are on the line and anything that prevents errors and mistakes, inevitably saves lives. And all because of a simple checklist.

You can apply the same concept to your portfolio and investments. Continue Reading…

Guide To Calculating Cost Basis For Tax Savings

Calculating Cost BasisOne of the most overlooked areas of tax savings is understanding how realized gains and losses impact your taxes. When you sell an investment, calculating cost basis and good record keeping plays a vital role in controlling those savings now and in the future.

To confuse things the IRS made several cost basis reporting changes. It revamped stock basis reporting in 2011, followed by changes in mutual fund, ETF and DRIPs (Dividend Reinvestment Plans) in 2012.

Some say it makes the process easier. Which it does. Really, it enforces accuracy so nobody fudges their numbers. Good or bad, the changes force you to make cost basis accounting decisions at the time of sale. This is easy enough when you sell all the shares of a stock.

But it doesn’t always work out that way. Maybe you want to sell half your shares. Then there are reinvested dividends to account for now. And the intricacies of mutual fund shares, reinvested distributions, and return of capital. Or you just want to rebalancing your portfolio. In other words, it’s complicated.

Yet, how you report cost basis directly affects your tax bill. Which is the point of this guide. It’s also a big piece to a tax efficient investment strategy. And that is where you can save money. Continue Reading…

Stock Basics: All About The Dividends

DividendsWhether a stock pays dividends may play a big role in your investment strategy. A dividend provides a source of income. It offsets losses. When reinvested, it compounds growth. But this isn’t an argument that dividend paying stocks are better. It’s an introduction to dividends, giving you an idea of what to expect and what to watch out for when owning dividend stocks.

There are three things a company can do with its profits. Reinvest it to further grow the company. Do a share buyback, which should increase the stock price over time. Or return the money to shareholders in the form of a dividend. Most companies combine the three to offer the best return for shareholders.

What Is A Dividend?

A dividend is a piece of a company’s earnings paid out to shareholders. When a company pays a dividend it’s usually done quarterly. There are a few companies that only pay annually or bi-annually, but it is not the norm. Continue Reading…

What Is An ADR (American Depositary Receipt)?

American Depositary ReceiptsThere are many ways to invest in foreign companies.  International funds are the most common.  But what about individual stocks?  An ADR is an easy way to buy foreign stocks through your broker.

Define ADR

American Depositary Receipt or ADR is a type of security that represents shares of a foreign company.  A U.S. depositary bank buys the foreign stock and issues ADRs in the U.S. market.  Each ADR represents one or more shares (or a fractional share) of a foreign stock and trades at a price equal to the foreign stock.

This process makes it easier for investors to gain access to foreign companies like:  BP, Toyota (TM), or Nokia (NOK).  Which are all American Depositary Receipts traded on the NYSE. Continue Reading…

What Is The Wash Sale Rule?

Wash Sale RuleThe tax code is constantly changing. Sometimes you can get a leg up on next year’s tax changes by taking advantage of any current favorable tax code.

In this case, it involves selling losing investments for a tax deduction. The goal, of course, is to lower your tax bill at the end of the year. Right or wrong, this strategy can fail if you don’t know the wash sale rule.

The Wash Sale Rule

The concept is fairly simple. You own a stock (bond or fund) that drops in value. The tax code may allow you to deduct that loss, but only if you sell the stock. Which is the problem, because you really want to keep it. So you come up with this diabolical scheme to sell the stock for the tax deduction and then buy it back.

It’s pure genius! Except the IRS knew all about your plan before you thought of it. So it added rules on what qualifies as a tax deduction and what doesn’t.

A wash sale is when you sell a stock (bond or fund) at a loss and within 30 days before or after the sale you: Continue Reading…